Jason Waxler, Principal
Jason D. Waxler began his career as a Eurodollar and Fed Funds trader while pursuing his MBA at NYU’s Stern School of Business. After earning his degree in 1987, he joined Smith Barney’s OTC equities trading desk, gaining valuable experience in market dynamics and institutional trading. In 1990, Jason transitioned to independent commodity trading on the floor of the New York Board of Trade, where he specialized in futures and options, often making markets and advising fellow traders.
Derek Ralston, Principal
Derek Ralston began his career at Aon Risk Services, Inc. in New York, where he worked with leading private equity firms including Apollo, Bain Capital, and Clayton, Dubilier & Rice. His work focused on developing unsecured bond underwriting programs for highly leveraged companies—an experience that gave him early exposure to complex financial structures and high-stakes decision-making.
Experienced Professionals
Our team brings decades of collective experience to the firm, offering depth of knowledge shaped by real‑world practice. The result is a team that combines experience and expertise with genuine care for the people we serve.
Matt Naidorf
Financial Advisor
Catherine Newman
Registered Client Relationship Manager
Michael Ortiz
Client Relationship Manager
Helen Brady
Operations Manager
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Built for Your Financial Journey
Our approach recognizes that no two people—or life paths—are the same. Strategies that work for others may not be right for you, so we tailor advice to your goals, values, and circumstances. Whether you’re planning for retirement, funding education, selling a business, or navigating a major life transition, it begins with a conversation—and we’re here to help you move forward with confidence.
Financial independence
Our priority is helping you care for yourself and your family. We take the time to understand your goals, risk tolerance, and personal circumstances to build lasting, transparent relationships. Every set of circumstances is unique. Financial independence is personal, and as a fiduciary, we provide practical, objective advice tailored to serve your best interests.
Do You Know Your Risk Number?
We use this tool to ensure that your portfolio defines your investment goals and expectations. Together we can guide you to financial independance.